Microsoft Word05InvAlertCaruba-Tradewindetc.doc

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• Economy
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Carrara, January 16, 2015 Dear Customer: On August 22, 2012 the Securities and Exchange Commission (SEC) published regulations implementing the conflict minerals reporting obligations of Section 1502 of the Dodd-Frank Wa

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• Chemical elements
• Post-transition metals
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• Minerals
• Smelting
• Tantalum
• DoddFrank Wall Street Reform and Consumer Protection Act
• Tin
• Aluminium

Statement Of Stephen P. Harbeck President and Chief Executive Officer, Securities Investor Protection Corporation To The

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• Self-regulatory organizations
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• Madoff investment scandal
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Mirabaud: Morgan Stanley Deal - "a Significant Step Forward"

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• Finance
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• 73rd United States Congress
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

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Republic Act NoAN ACT TO IMPROVE EFFICIENCY IN THE DELIVERY OF GOVERNMENT SERVICE TO THE PUBLIC BY REDUCING BUREAUCRATIC RED TAPE, PREVENTING GRAFT AND CORRUPTION, AND PROVIDING PENALTIES THEREFOR Be it enacted by

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• Investor Protection and Securities Reform Act
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• and Related Agencies Appropriations Act

Contact: Jason Milch Hellerman Baretz CommunicationsSusan Wittner

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• Cornerstone Research
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Department of Industrial Policy and Promotion Ministry of Commerce and Industry Government of India Consolidated FDI Policy (Effective from May 12, 2015)

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• Economy
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CForm 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

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